Launched in 2017, AR Monitor℠ is a compliance service designed to meet the expectations outlined in the Financial Conduct Authority (FCA) Thematic Review of Principals and their Appointed Representatives (ARs). It distinctively combines expert and personal service with unique web based applications.
The strategy of creating a network of ARs presents an attractive opportunity for firms to expand their salesforce and grow their business.
Firms taking advantage of these benefits have to meet strict FCA regulatory obligations. These require significant compliance resources and robust systems and processes, placing onerous demands on teams that are already under considerable pressure or which lack the knowledge and expertise required.
Outsource your AR compliance process
Outsourcing to Compliancy Services allows you to maintain and grow your AR network with confidence. Download our brochure to discover how we manage the process for you. DOWNLOAD OUR BROCHURE
What do the FCA expect?
Our checklist summarises the key FCA expectations. DOWNLOAD THE CHECKLIST
New RegTech FCA Compliance Service to Help Principals Manage their Appointed Representatives
Combining expert consultancy with unique web based applications, AR Monitor has been developed particularly for firms regulated for consumer credit activities and those in the insurance sector. READ MORE
“Compliancy Services have been a valuable partner in assisting us with our Appointed Representatives, they have taken away the stress and strain of dealing with the FCA queries, by providing guidance and assistance, saving me time to run my business.”
Mark Tongue, Select Car Leasing
Contact us now to find out how we can help
If you'd like to discuss your specific situation and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499