Since January 2017, we have secured the appointment to on-board and monitor more than 450 ARs

AR Monitor

Launched in 2017, AR Monitor is a compliance service designed to meet the expectations outlined in the Financial Conduct Authority (FCA) Thematic Review of Principals and their Appointed Representatives (ARs).  It distinctively combines expert and personal service with unique web based applications.

The strategy of creating a network of ARs presents an attractive opportunity for firms to expand their salesforce and grow their business.

Firms taking advantage of these benefits have to meet strict FCA regulatory obligations.  These require significant compliance resources and robust systems and processes, placing onerous demands on teams that are already under considerable pressure or which lack the knowledge and expertise required.

Outsource your AR compliance process

Outsourcing to Compliancy Services allows you to maintain and grow your AR network with confidence.  Download our brochure to discover how we manage the process for you. DOWNLOAD OUR BROCHURE

 

 

What do the FCA expect?

Our checklist summarises the key FCA expectations. DOWNLOAD THE CHECKLIST

 

 

 

New RegTech FCA Compliance Service to Help Principals Manage their Appointed Representatives

Combining expert consultancy with unique web based applications, AR Monitor has been developed particularly for firms regulated for consumer credit activities and those in the insurance sector. READ MORE

 

“Compliancy Services have been a valuable partner in assisting us with our Appointed Representatives, they have taken away the stress and strain of dealing with the FCA queries, by providing guidance and assistance, saving me time to run my business.”

Mark Tongue, Select Car Leasing

 

Contact us now to find out how we can help

If you'd like to discuss your specific situation and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499

 

New Broad Street House 35 New Broad Street London EC2M 1NH

Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

Copyright © 2015 Compliancy Services Ltd     Company Registration Number: 04954156

Registered Office: 69 Hermitage Road, Hitchin, Hertfordshire SG5 1DB

Please note that calls may be recorded for training and monitoring purposes